Page 47 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年5月）
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期貨和衍生品行業(yè)監管動(dòng)態(tài)
involving violations such as misappropriation of fund assets, violating investor
suitability regulations, making unauthorized profit commitments, engaging in
unauthorized investment operations, and failing to disclose information as required.
The CSRC also closely monitored some risk-related cases, for example, a futures
company failed to fulfill management duties for its subsidiary, not reporting
information truthfully, accurately, or completely, and was suspected of engaging in
illegal financial activities, the CSRC filed and investigated these cases promptly.
http://www.csrc.gov.cn/csrc/c100028/c7480575/content.shtml
2. 中國證監會(huì )關(guān)于完善證券期貨糾紛多元化解機制 深入推進(jìn)訴源治理的工作
方案（2024 年 5 月 15 日）
Work Plan of China Securities Regulatory Commission on Improving the
Diversified Resolution Mechanism of Securities and Futures Disputes and
Further Promoting the Governance of Litigation Sources (2024/5/15)
http://www.csrc.gov.cn/csrc/c100210/c7480484/content.shtml
3. 中國證監會(huì )同意紅棗、玻璃期權注冊（2024 年 5 月 24 日）
近日，證監會(huì )同意鄭州商品交易所紅棗、玻璃期權注冊。證監會(huì )將督促鄭州
商品交易所做好各項準備工作，確保上述期權品種的平穩推出和穩健運行。
China Securities Regulatory Commission Agrees to Register Chinese Jujube
Options and Glass Options (2024/5/24)
China Securities Regulatory Commission (CSRC) has recently agreed to register
Chinese Jujube options and Glass options developed by the Zhengzhou Commodity
Exchange. As the next step, the CSRC will supervise the Zhengzhou Commodity
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