Page 56 - 期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)（2024年8月刊）
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期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
http://www.csrc.gov.cn/csrc/c100028/c7500731/content.shtml
3. 始終堅(jiān)持“長(zhǎng)牙帶刺”，一以貫之嚴(yán)監(jiān)嚴(yán)管——2024 年上半年中國(guó)證監(jiān)會(huì)行
政執(zhí)法情況綜述（2024 年 8 月 16 日）
上半年，證監(jiān)會(huì)查辦證券期貨違法案件 489 件，作出處罰決定 230 余件、同
比增長(zhǎng)約 22%，懲處責(zé)任主體 509 人（家）次、同比增長(zhǎng)約 40%，市場(chǎng)禁入 46
人、同比增長(zhǎng)約 12%，合計(jì)罰沒(méi)款金額 85 億余元、超過(guò)去年全年總和。
China Securities Regulatory Commission Releases Enforcement Results for the
First Half of 2024 (2024/8/16)
In the first half of the year, China Securities Regulatory Commission（CSRC）
investigated and pursued 489 cases of securities and futures violations, and made
penalty decisions in more than 230 cases, which is an increase of approximately 22%.
The CSRC also penalized 509 liable persons, an increase of approximately 40%.
Furthermore, the CSRC market-banned 46 people, which is an increase of
approximately 12%. A sum of more than 8.5 billion CNY in fines and forfeitures was
imposed, which exceeds the total sum of monetary penalties imposed in 2023.
http://www.csrc.gov.cn/csrc/c100028/c7500745/content.shtml
4. 中國(guó)證監(jiān)會(huì)同意鉛、鎳、錫和氧化鋁期權(quán)注冊(cè)（2024 年 8 月 23 日）
近日，證監(jiān)會(huì)同意上海期貨交易所鉛、鎳、錫和氧化鋁期權(quán)注冊(cè)。證監(jiān)會(huì)將
督促上海期貨交易所做好各項(xiàng)準(zhǔn)備工作，確保上述期權(quán)品種的平穩(wěn)推出和穩(wěn)健運(yùn)
行。
China Securities Regulatory Commission Agrees to Register Lead, Nickel, Tin
and Aluminum Oxide Options (2024/8/23)
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