Page 9 - 期貨和衍生品行業(yè)監(jiān)管動態(tài)(2024年8月刊)
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期貨和衍生品行業(yè)監(jiān)管動態(tài)
FCA Fines FXTB for Unfair Customer Treatment Practices (2024/8/14)................33
境外資訊——新加坡...............................................................................................................36
17. 新加坡金融管理局關于全球 IT 故障對金融機構(gòu)影響的問詢的書面答復(2024
年 8 月 6 日)..........................................................................................................................36
Written Reply to Parliamentary Question on the Impact of Global IT Outage on
Financial Institutions (2024/8/6)...........................................................................................36
境外資訊——中國香港...........................................................................................................39
18. 香港證監(jiān)會《季度報告》:香港市場喜見廣泛增長,加強合作關系,并取得監(jiān)
管進展(2024 年 8 月 22 日).............................................................................................. 39
Hong Kong Sees a Quarter of Broad Market Growth, Firmer Ties and Regulatory
Progress: SFC’s Quarterly Report (2024/8/22)...................................................................40
境內(nèi)資訊...................................................................................................................................42
? 金融監(jiān)管機構(gòu) Financial Regulatory Authority.............................................................42
1. 中國證監(jiān)會同意雞蛋、玉米淀粉、生豬期權(quán)注冊(2024 年 8 月 2 日)...........42
China Securities Regulatory Commission Agrees to Register Egg, Corn Starch and
Live Hog Options (2024/8/2)................................................................................................. 42
2. 中國證監(jiān)會同意瓶片期貨注冊(2024 年 8 月 16 日).........................................42
China Securities Regulatory Commission Agrees to Register Bottle Flake Futures
(2024/8/16)...............................................................................................................................42
3. 始終堅持“長牙帶刺”,一以貫之嚴監(jiān)嚴管——2024 年上半年中國證監(jiān)會行政執(zhí)
法情況綜述(2024 年 8 月 16 日)...................................................................................... 43
China Securities Regulatory Commission Releases Enforcement Results for the
First Half of 2024 (2024/8/16)................................................................................................43
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