Page 9 - 期貨和衍生品行業(yè)監(jiān)管動態(tài)（2024年8月刊）

期貨和衍生品行業(yè)監(jiān)管動態(tài)

FCA Fines FXTB for Unfair Customer Treatment Practices (2024/8/14)................33

境外資訊——新加坡...............................................................................................................36

17. 新加坡金融管理局關于全球 IT 故障對金融機構(gòu)影響的問詢的書面答復（2024

年 8 月 6 日）..........................................................................................................................36

Written Reply to Parliamentary Question on the Impact of Global IT Outage on

Financial Institutions (2024/8/6)...........................................................................................36

境外資訊——中國香港...........................................................................................................39

18. 香港證監(jiān)會《季度報告》：香港市場喜見廣泛增長，加強合作關系，并取得監(jiān)

管進展（2024 年 8 月 22 日）.............................................................................................. 39

Hong Kong Sees a Quarter of Broad Market Growth, Firmer Ties and Regulatory

Progress: SFC’s Quarterly Report (2024/8/22)...................................................................40

境內(nèi)資訊...................................................................................................................................42

? 金融監(jiān)管機構(gòu) Financial Regulatory Authority.............................................................42

1. 中國證監(jiān)會同意雞蛋、玉米淀粉、生豬期權(quán)注冊（2024 年 8 月 2 日）...........42

China Securities Regulatory Commission Agrees to Register Egg, Corn Starch and

Live Hog Options (2024/8/2)................................................................................................. 42

2. 中國證監(jiān)會同意瓶片期貨注冊（2024 年 8 月 16 日）.........................................42

China Securities Regulatory Commission Agrees to Register Bottle Flake Futures

(2024/8/16)...............................................................................................................................42

3. 始終堅持“長牙帶刺”，一以貫之嚴監(jiān)嚴管——2024 年上半年中國證監(jiān)會行政執(zhí)

法情況綜述（2024 年 8 月 16 日）...................................................................................... 43

China Securities Regulatory Commission Releases Enforcement Results for the

First Half of 2024 (2024/8/16)................................................................................................43

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