Page 49 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年3月）
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期貨和衍生品行業(yè)監管動(dòng)態(tài)
under the Competition Act.
Notes to Editors
1. The market study report was conducted using the FCA’s powers under
the Enterprise Act 2002.
2. The FCA published its Update Report in August 2023, which set out the
proposed reasons for not making a Market Investigation Reference.
3. The Smarter Regulatory Framework (SRF) is the Treasury’s programme of
secondary legislation to replace assimilated EU law to deliver financial
services tailored to the UK.
4. Both the UK Benchmarks Regulation (BMR) and the UK Credit Ratings
Agency Regulation (CRAR) will be reviewed under the SRF to establish
which aspects of both regimes will be carried over into the FCA’s handbook.
https://www.fca.org.uk/news/press-releases/financial-regulator-finds-wholesale-data-
market-can-be-improved
14. 關(guān)于《金融推廣令》的修改（2024 年 3 月 6 日）
英國金融行為監管局（FCA）和金融行業(yè)根據法律要求在 2024 年 1 月 31 日
前完成了對高凈值豁免的修改。
這些修改是在詳細磋商后進(jìn)行的，財政部特別委員會(huì )（Treasury Select
Committee）于 2021 年建議政府重新評估《金融推廣令》豁免的適當性。
FCA 將繼續與政府合作，研究如何強化金融營(yíng)銷(xiāo)監管制度，以避免對消費
者造成傷害，同時(shí)確保成長(cháng)型企業(yè)獲得可持續的投資來(lái)源。
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