Page 62 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年3月）

期貨和衍生品行業(yè)監管動(dòng)態(tài)

2015 to deal with situations where a reporting entity is prevented from

submitting certain information identifying the counterparty to the HKTR due

to legal or regulatory barriers in certain jurisdictions. This enables reporting

entities to mask counterparty information when they encounter reporting

barriers in a jurisdiction that is on the SFC’s designated list. In 2019, the SFC

consulted the industry on revising the designated list in view of international

developments and as a housekeeping exercise.

https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?

refNo=24PR53

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