Page 61 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年3月）

期貨和衍生品行業(yè)監管動(dòng)態(tài)

with international developments.

The SFC and the HKMA also concluded that the list of designated jurisdictions

for the masking relief of the reporting obligation remains unchanged (Note 5).

The joint consultation paper can be downloaded from the websites of the SFC or

the HKMA. Interested parties are invited to submit comments to the SFC or the

HKMA on the proposals by 17 May 2024.

Notes:

1. Phase 2 reporting of OTC derivatives transactions came into effect on 1 July

2017, covering all five major asset classes (interest rates, foreign exchange,

credit, commodities and equities) of OTC derivatives.

2. Unique Transaction Identifier is a unique identifier assigned to identify each

reported OTC derivatives transaction with the structure and format as set out

in the Technical Guidance on Harmonisation of the Unique Transaction

Identifier issued by the Committee on Payments and Market Infrastructures

(CPMI) and the International Organization of Securities Commissions

(IOSCO) in February 2017.

3. Unique Product Identifier is a unique identifier to denote a specific OTC

derivatives product with the structure and format as set out in the Technical

Guidance on Harmonisation of the Unique Product Identifier issued by the

CPMI and IOSCO in September 2017.

4. Critical Data Elements are a standard set of OTC derivatives transaction data

elements (other than Unique Transaction Identifier and Unique Product

Identifier), formats and allowable values published by the CPMI and IOSCO

in April 2018 and by the Regulatory Oversight Committee of the Global

Legal Entity Identifier Foundation in September 2021 and September 2023.

5. Masking relief was introduced when phase 1 reporting took effect in July

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