Page 6 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)(2024年4月)
P. 6
期貨和衍生品行業(yè)監管動(dòng)態(tài)
目 錄 CONTENTS
境外資訊——國際.....................................................................................................................1
1. 國際證監會(huì )組織發(fā)布更新后的工作計劃(2024 年 4 月 12 日)..........................1
IOSCO Publishes an Updated Workplan (2024/4/12)................................................ 2
2. 國際掉期與衍生工具協(xié)會(huì )保證金調查顯示 2023 年年底收取了 1.4 萬(wàn)億美元保
證金(2024 年 4 月 16 日).....................................................................................................5
ISDA Margin Survey Shows $1.4 Trillion in Margin Collected at Year-end 2023
(2024/4/16).................................................................................................................................6
3. 金融穩定委員會(huì )提出增強市場(chǎng)整體壓力下非銀行市場(chǎng)參與者在保證金和擔保
品追加方面流動(dòng)性準備的措施(2024 年 4 月 17 日)........................................................7
FSB Proposes Measures to Enhance the Liquidity Preparedness of Non-bank
Market Participants for Margin and Collateral Calls During Times of Market-wide
Stress (2024/4/17)......................................................................................................................8
4. 金融穩定委員會(huì )引入了新的全球標準,以支持對中央對手方的有序處置(2024
年 4 月 25 日)........................................................................................................................10
FSB Introduces New Global Standard to Support the Orderly Resolution of a
Central Counterparty (2024/4/25)........................................................................................11
境外資訊——美國................................................................................................................13
5. 美國證券交易委員會(huì )指控 Arista Networks 前主席 Andy Bechtolsheim 進(jìn)行內
幕交易(2024 年 3 月 26 日).............................................................................................. 13
SEC Charges Former Arista Networks Chairman Andy Bechtolsheim with
Insider Trading (2024/3/26).................................................................................................. 13
6. 美國商品期貨交易委員會(huì )指控 KuCoin 經(jīng)營(yíng)非法數字資產(chǎn)衍生品交易所(2024
1