Page 35 - 期貨和衍生品行業(yè)監(jiān)管動態(tài)（2024年7月刊）
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期貨和衍生品行業(yè)監(jiān)管動態(tài)
this and other financial frauds.”
The working group addressed strategies to prevent victimization; using
technology to disrupt the fraud; and collaboration on enforcement efforts. Several
agencies also collaborated on an anti-victimization messaging campaign to warn
Americans to remain vigilant against emerging fraud threats.
In addition to speakers from law enforcement and regulatory agencies,
participants heard remarks from CFTC Chairman Rostin Behnam and DOJ NCET
Director Claudia Quiroz.
https://www.cftc.gov/PressRoom/PressReleases/8932-24
10. 美國商品期貨交易委員會發(fā)布關(guān)于全額擔(dān)保二元期權(quán)報告和記錄保存規(guī)定
的不行動函（2024 年 7 月 12 日）
美國商品期貨交易委員會（CFTC）宣布，應(yīng)指定合約市場和衍生品清算機(jī)
構(gòu) ForecastEx LLC 的請求，市場監(jiān)管部與清算及風(fēng)險部決定對涉及互換交易數(shù)
據(jù)報告和記錄保存規(guī)定的事項采取不行動立場。
各相關(guān)部門將不會建議委員會對 ForecastEx 或其參與者因未遵守特定互換
交易記錄保存的規(guī)定，或未將依據(jù) ForecastEx 規(guī)則執(zhí)行或受其規(guī)則約束的二元期
權(quán)交易數(shù)據(jù)報告至互換交易報告庫的行為采取執(zhí)法措施。
該不行動函僅適用于極為少數(shù)的情形，并且其性質(zhì)類似于針對其他處于相似
情況的指定合約市場和衍生品清算機(jī)構(gòu)的不行動函。
CFTC Staff Issues No-Action Letter Regarding Reporting and Recordkeeping
Requirements for Fully Collateralized Binary Options (2024/7/12)
The Commodity Futures Trading Commission today announced the Division of
Market Oversight and the Division of Clearing and Risk have taken a no-action
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