Page 9 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年3月）
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期貨和衍生品行業(yè)監管動(dòng)態(tài)
1. 中國證監會(huì )新聞發(fā)言人就中金所采取紀律處分措施答記者問(wèn)（2024 年 2 月 28
日）......................................................................................................................................... 50
China Securities Regulatory Commission Spokesperson Responses to the Press’
Inquiries on China Financial Futures Exchange’s Disciplinary Action (2024/2/28)...... 50
2. 中國證監會(huì )新聞發(fā)言人就私募基金 DMA 業(yè)務(wù)有關(guān)情況答記者問(wèn)（2024 年 2 月
28 日）.................................................................................................................................... 51
China Securities Regulatory Commission Spokesperson Responses to the Press’
Inquiries on DMA Tradings of Private Equities (2024/2/28).............................................51
3. 國家外匯管理局關(guān)于印發(fā)《對外金融資產(chǎn)負債及交易統計業(yè)務(wù)指引（2024 年版）》
的通知（2024 年 3 月 15 日）..............................................................................................52
Circular of the State Administration of Foreign Exchange on the Issuance of the
Operational Guidelines on Statistics on Foreign Financial Assets, Liabilities and
Transactions (2024 Edition) (2024/3/15)...............................................................................53
4. 國家外匯管理局關(guān)于印發(fā)《對外金融資產(chǎn)負債及交易統計核查規則（2024 年版）》
的通知（2024 年 3 月 15 日）..............................................................................................53
Circular of the State Administration of Foreign Exchange on the issuance of the
Rules for the Statistical Verification of External Financial Assets, Liabilities and
Transactions (2024 Edition) (2024/3/15)...............................................................................53
? 交易所 Exchange..............................................................................................54
5. 中國金融期貨交易所對上海維萬(wàn)私募基金管理有限公司及其實(shí)控人實(shí)施紀律
處分（2024 年 2 月 28 日）..................................................................................................54
China Financial Futures Exchange Takes Disciplinary Action Against Shanghai
Weiwan Private Equity Fund Management Co., Ltd. and Its De Facto Controller
(2024/2/28).............................................................................................................................. 54
6. 大連商品交易所關(guān)于 2024 年 2 月異常和違規交易行為查處情況的通告（2024
4
