Page 62 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年4月）
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期貨和衍生品行業(yè)監管動(dòng)態(tài)
5. 數字證券沙盒將支持多種資產(chǎn)類(lèi)別，包括股票、公司和政府債券、資產(chǎn)
支持證券、集合投資計劃中的單位、商業(yè)票據和存單等短期貨幣市場(chǎng)工具，以及
排放許可證。需要在結算系統上結算的衍生品合約和無(wú)擔保的加密資產(chǎn)（例如比
特幣）不在數字證券沙盒的范圍內。數字證券沙盒將支持數字化發(fā)行的證券以及
現有證券的數字（代幣化）表達形式。
6. 數字證券沙盒將向在英國注冊的并能夠確認在現有法規下阻礙擬開(kāi)展活
動(dòng)的監管障礙的企業(yè)開(kāi)放申請。
7. 英格蘭銀行正在不斷開(kāi)發(fā)批發(fā)支付。除了作為銀行實(shí)時(shí)全額結算服務(wù)的
一部分提供的新綜合賬戶(hù)外，作為其實(shí)時(shí)全額結算未來(lái)路線(xiàn)圖的一部分，英格蘭
銀行正在探索使用同步結算接口的可能性，以允許實(shí)時(shí)全額結算與其他分類(lèi)賬
（例如 DSS 中的數字證券分類(lèi)賬）進(jìn)行互操作。
The Bank of England and the FCA Issue Joint Consultation and Draft Guidance
on the Digital Securities Sandbox (2024/4/3)
The Bank of England (the Bank) and Financial Conduct Authority (FCA)
(collectively the ‘regulators’) are consulting on their proposed approach to operating
the Digital Securities Sandbox (DSS). The DSS is an initiative run by the regulators
that will help facilitate the adoption of innovative technology in digital assets in the
UK.
The DSS will modify regulations in the UK to enable financial market
participants to use new technology – such as Distributed Ledger Technology (DLT) –
in the trading and settlement of digital securities such as shares and bonds. Successful
applicants to the DSS will be able to provide securities depository and settlement
services and operate a trading venue under those modified regulations. For the first
time, they will be able to provide these services from a single legal entity. The DSS
will be open to a wide range of firms, including new financial markets infrastructure
(FMI) providers, to maximise the opportunities to learn and for the UK financial
system to benefit from private sector innovation and competing business models.
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