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期貨和衍生品行業(yè)監管動(dòng)態(tài)
https://www.bankofengland.co.uk/news/2024/april/the-boe-and-fca-issue-joint-consult
ation-and-draft-guidance-on-the-digital-securities-sandbox
21. 英格蘭銀行和英國金融行為監管局的諒解備忘錄已更新(2024 年 4 月 19 日)
這份諒解備忘錄規定了英格蘭銀行和英國金融行為監管局在履行各自責任
時(shí)將采用的高級別框架。
英格蘭銀行以其審慎監管局的身份與英國金融行為監管局(FCA)之間形成
的諒解備忘錄(MoU)已經(jīng)更新,以反映《2023 年金融服務(wù)與市場(chǎng)法案》中所
做的變更,推動(dòng)一些流程的優(yōu)化,并更新術(shù)語(yǔ)。該諒解備忘錄是根據《2000 年
金融服務(wù)與市場(chǎng)法案》第 3D 和第 3E 條款達成的。
Update on the Bank of England and Financial Conduct Authority Memorandum
of Understanding (2024/4/19)
The Memorandum of Understanding sets out the high-level framework the Bank
of England and the Financial Conduct Authority will use to co-ordinate and
co-operate in carrying out their respective responsibilities.
The Memorandum of Understanding (MoU) between the Bank of England in its
capacity as the Prudential Regulation Authority, and the Financial Conduct Authority
(FCA) has been updated to reflect changes made by the Financial Services and
Markets Act 2023, facilitate the optimisation of some processes, and update
terminology. The MoU has been agreed pursuant to sections 3D and 3E of the
Financial Services and Markets Act 2000.
https://www.bankofengland.co.uk/prudential-regulation/publication/2024/april/update
-on-the-boe-and-fca-mou
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