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      Page 67 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)(2024年4月)
      P. 67

      期貨和衍生品行業(yè)監管動(dòng)態(tài)
      
      
      
      
                         22. 個(gè)人因未經(jīng)授權的價(jià)值數百萬(wàn)英鎊的“Kube Trading”計劃被指控投資詐騙
      
      
                         (2024 年 4 月 23 日)
      
      
      
                              英國金融行為監管局(FCA)對來(lái)自肯特郡 Sittingbourne 的 Lee Steven Maggs
      
                         提起刑事訴訟,指控他犯有 2 項欺詐罪和 1 項違反《2000 年金融服務(wù)與市場(chǎng)法》
      
                         (FSMA)的罪行。
      
      
                              據稱(chēng),Maggs 先生涉嫌在未經(jīng)授權的情況下經(jīng)營(yíng)一項名為“Kube Trading”
      
                         的投資計劃,該計劃在 2019 年 3 月 1 日至 2021 年 1 月 22 日期間從投資者處共
      
                         獲得約 267 萬(wàn)英鎊。
      
      
                              FCA 指控該計劃涉及受監管的外匯(FX)差價(jià)合約交易,并且 Maggs 隱瞞
      
                         了投資者的重大虧損。
      
      
                              據稱(chēng),他還被指控就該計劃的運作方式以及對投資者資金的處理對投資者作
      
      
                         了虛假陳述,以實(shí)施欺詐。
      
      
                              Maggs 于 2024 年 4 月 23 日出庭參加了梅德斯通地方法院的審理。此案已提
      
                         交至梅德斯通刑事法院,將于 2024 年 5 月 21 日進(jìn)行是否認罪和審判準備聽(tīng)證會(huì )。
      
                         Individual Charged with Investment Fraud over Unauthorised Multimillion
      
      
                         Pound ‘Kube Trading’ Scheme (2024/4/23)
      
      
                              The Financial Conduct Authority (FCA) has launched criminal proceedings
      
                         against Lee Steven Maggs of Sittingbourne, Kent, for 2 counts of fraud and 1 count of
      
                         breaching the Financial Services and Markets Act 2000 (FSMA).
      
      
                              Mr Maggs is alleged to have operated an unauthorised investment scheme called
      
                         'Kube Trading' which received around £2.67m from investors between 1 March 2019
      
                         and 22 January 2021.
      
      
                              The FCA alleges the scheme involved trading contracts for differences in foreign
      
                         exchange (FX), which is a regulated activity, and that Mr Maggs concealed significant
      
                         losses from investors.
      
      
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