Page 13 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年5月）
P. 13
期貨和衍生品行業(yè)監管動(dòng)態(tài)
最終規則將在《聯(lián)邦公報》上發(fā)表后 60 天生效。報告公司必須在其發(fā)表后
兩年內遵守該最終規則。
CFTC Approves Final Rules on Large Trader Reporting for Futures and Options
(2024/4/30)
The Commodity Futures Trading Commission today announced approval of final
rules to amend its large trading reporting regulations for futures and options. These
regulations require futures commission merchants, clearing members, foreign brokers,
and certain reporting markets (reporting firms) to report to the Commission position
information for the largest futures and options traders.
The final rules replace the data elements currently enumerated in the CFTC’s
regulations with an appendix specifying applicable data elements. The final rules also
provide for the publication of a separate Part 17 Guidebook specifying the form and
manner for reporting. In addition, the final rules remove the outdated 80-character
data submission standard in the CFTC’s regulations. That standard will be replaced by
a FIXML standard, as set out in the Part 17 Guidebook.
“These amendments will modernize the CFTC’s large trader position reporting
and align it with other reporting structures set out in the CFTC’s regulations,” said
Vince McGonagle, Director of the Division of Market Oversight.
The final rules are effective 60 days after publication in the Federal Register.
Reporting firms must comply with the final rules two years after publication in the
Federal Register.
https://www.cftc.gov/PressRoom/PressReleases/8902-24
3. 美國商品期貨交易委員會(huì )發(fā)布關(guān)于事件合約的草案（2024 年 5 月 10 日）
該草案將涉及政治競選的事件合約定義為賭博
3
