Page 4 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)(2024年5月)
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期貨和衍生品行業(yè)監管動(dòng)態(tài)
目 錄 CONTENTS
境外資訊——美國.....................................................................................................................1
1. 美國商品期貨交易委員會(huì )批準關(guān)于互換交易商和主要互換參與者的資本和財
務(wù)報告要求修訂的最終規則(2024 年 4 月 30 日)............................................................1
CFTC Approves Final Rule Amending the Capital and Financial Reporting
Requirements of Swap Dealers and Major Swap Participants (2024/4/30).......................1
2. 美國商品期貨交易委員會(huì )批準關(guān)于期貨和期權大戶(hù)報告的最終規則(2024 年 4
月 30 日)..................................................................................................................................2
CFTC Approves Final Rules on Large Trader Reporting for Futures and Options
(2024/4/30).................................................................................................................................3
3. 美國商品期貨交易委員會(huì )發(fā)布關(guān)于事件合約的草案(2024 年 5 月 10 日)...... 3
CFTC Issues Proposal on Event Contracts (2024/5/10)...............................................4
4. 美國商品期貨交易委員會(huì )對加密貨幣經(jīng)紀公司非法向美國客戶(hù)提供數字資產(chǎn)
衍生品交易平臺的接入服務(wù)發(fā)布行政令(2024 年 5 月 13 日)........................................5
CFTC Issues Order Against Crypto Prime Brokerage Firm for Illegally Providing
U.S. Customers Access to Digital Asset Derivatives Trading Platforms (2024/5/13)........6
5. 美國商品期貨交易委員會(huì )警告學(xué)生和求職者不要成為“錢(qián)騾”(2024 年 5 月 13
日)............................................................................................................................................8
CFTC Warns Students and Job Seekers Not to Become “Money Mules” (2024/5/13)
..................................................................................................................................................10
6. 美國商品期貨交易委員會(huì )指控 Agridime 及其聯(lián)合創(chuàng )始人參與欺詐性養牛計劃
(2024 年 5 月 14 日)...........................................................................................................11
CFTC Charges Agridime and Its Co-Founders with a Fraudulent Cattle Scheme
1