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      Page 6 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)(2024年5月)
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      期貨和衍生品行業(yè)監管動(dòng)態(tài)
      
      
      
      
                                  13. “金融影響者”被指控推廣未經(jīng)授權交易計劃(2024 年 5 月 16 日)............... 29
      
      
                                  ‘Finfluencers’ Charged for Promoting Unauthorised Trading Scheme (2024/5/16)..
      
      
                                  ..........................................................................................................................................30
      
      
                             境外資訊——新加坡...............................................................................................................31
      
                                  14. 日本與新加坡續簽雙邊互換協(xié)議(2024 年 5 月 21 日)...................................31
      
      
                                  Renewal of Bilateral Swap Arrangement between Japan and Singapore (2024/5/21)
      
                              ..................................................................................................................................................31
      
      
                             境外資訊——中國香港...........................................................................................................33
      
      
                                  15. 中國人民銀行、香港證券及期貨事務(wù)監察委員會(huì )、香港金融管理局聯(lián)合新聞
      
                              稿——優(yōu)化“互換通”機制安排促進(jìn)中國金融市場(chǎng)高水平對外開(kāi)放(2024 年 5 月 13 日)
      
                              ..................................................................................................................................................33
      
      
                                  Joint Press Release of the PBOC, the SFC and the HKMA on Swap Connect
      
                              Enhancements to Advance High-quality Opening-up of China’s Financial Markets
      
                              (2024/5/13)...............................................................................................................................34
      
      
                             境內資訊...................................................................................................................................36
      
                             ? 金融監管機構 Financial Regulatory Authority............................................................. 36
      
      
                                  1. “長(cháng)牙帶刺”“嚴監嚴管”證監會(huì )持續加大證券期貨違法行為打擊力度——中國證
      
                              監會(huì ) 2023 年執法情況綜述(2024 年 5 月 15 日)............................................................36
      
      
                                  “Tough and Stringent” Enforcement: CSRC Continues to Strengthen Crackdown
      
                              on Securities and Futures Violations——Summary of the China Securities Regulatory
      
                              Commission’s Enforcement in 2023 (2024/5/15).................................................................36
      
      
                                  2. 中國證監會(huì )關(guān)于完善證券期貨糾紛多元化解機制 深入推進(jìn)訴源治理的工作方
      
                              案(2024 年 5 月 15 日)...................................................................................................... 37
      
      
                                  Work Plan of China Securities Regulatory Commission on Improving the
      
                              Diversified Resolution Mechanism of Securities and Futures Disputes and Further
      
      
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