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期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
境外資訊——中國香港
17. 香港證券及期貨事務(wù)監(jiān)察委員會(huì)與香港金融管理局就場外衍生工具監(jiān)管制
度下的金融服務(wù)提供者名單的年度更新發(fā)表咨詢總結(jié)(2024 年 6 月 27 日)
香港證券及期貨事務(wù)監(jiān)察委員會(huì)(SFC)與香港金融管理局(香港金管局)
就場外衍生工具結(jié)算制度下的金融服務(wù)提供者名單的年度更新,發(fā)表聯(lián)合咨詢總
結(jié)。
在考慮市場回應(yīng)后,SFC 與香港金管局將落實(shí)聯(lián)合咨詢文件所載的有關(guān)修改
金融服務(wù)提供者名單的建議,其中包括一項(xiàng)為了反映某現(xiàn)有金融服務(wù)提供者在咨
詢期完結(jié)后出現(xiàn)變更而稍作的改動(dòng)。咨詢總結(jié)文件及經(jīng)更新的金融服務(wù)提供者名
單已上傳至 SFC 及香港金管局的網(wǎng)站。
SFC and HKMA Conclude Annual Updates to Financial Services Providers List
under OTC Derivatives Regulatory Regime (2024/6//27)
The Securities and Futures Commission (SFC) and Hong Kong Monetary
Authority (HKMA) today issued joint consultation conclusions on the annual updates
to the list of Financial Services Providers (FSP List) (Note 1) under the
over-the-counter (OTC) derivatives clearing regime.
Having considered market feedback, the SFC and HKMA will implement the
proposed changes to the FSP List as set out in the joint consultation paper (Note 2)
with a minor modification to reflect a post-consultation change in the status of an
existing FSP. The consultation conclusions paper and updated FSP List are available
on the websites of the SFC and HKMA.
https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?
refNo=24PR112
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