Page 15 - 期貨和衍生品行業(yè)監(jiān)管動態(tài)（2024年8月刊）
P. 15
期貨和衍生品行業(yè)監(jiān)管動態(tài)
對 CFTC 重新授權(quán)立法的建議：
? 解決期貨傭金商破產(chǎn)事件中所涉“客戶財產(chǎn)”定義的法律不確定性問題。
? 擴大中小農(nóng)場主教育資源的獲取。
? 改善 CFTC 的研究和開發(fā)能力。
FIA CEO Testifies at House Agriculture Committee Hearing (2024/7/25)
Walt Lukken, President and CEO of FIA, testified today at a US House
Agriculture Committee subcommittee hearing on reauthorizing the Commodities
Futures Trading Commission (CFTC).
Highlights:
? FIA strongly supports reauthorizing the CFTC.
? Since the last reauthorization of the CFTC in 2008:
? Futures and options markets have grown significantly – total trading
volume on CFTC-regulated exchanges in the US has nearly doubled
from 3.4 billion futures and options contracts in 2008 to 6.6 billion in
2023.
? The markets are safer and more resilient, as demonstrated through the
onset of COVID-19 and the Russian invasion of Ukraine.
? The markets have continued to become more global and innovative.
FIA encourages Congress to:
? Monitor and encourage the CFTC to enact a strong conflicts of interest rule
to address concerns when exchanges and clearinghouses embed an FCM
within their legal structure.
? Monitor the impact of the Basel III endgame and the Federal Reserve’s
proposal to significantly adjust the capital levels required by global
2
