Page 19 - 期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)（2024年8月刊）
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期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
3. 美國商品期貨交易委員會批準(zhǔn)關(guān)于允許美國介紹經(jīng)紀(jì)商直接接入經(jīng)注冊的
境外交易場所提交客戶訂單的最終規(guī)則（2024 年 7 月 29 日）
美國商品期貨交易委員會（CFTC）宣布批準(zhǔn)了對 CFTC 聯(lián)邦法規(guī)第 48 部分
的最終修訂規(guī)則。根據(jù)新規(guī)則，在 CFTC 注冊的外國交易場所（FBOT）可以向
位于美國并在 CFTC 注冊的介紹經(jīng)紀(jì)商（IB）提供直接接入其電子交易和訂單匹
配系統(tǒng)的服務(wù)，以便將客戶訂單提交至外國交易場所的交易系統(tǒng)執(zhí)行成交。新規(guī)
則還為外國交易場所建立了申請撤銷其注冊的程序，并刪除了第 48 部分中某些
過時(shí)的“現(xiàn)存不行動(dòng)救濟(jì)”的規(guī)定。該最終規(guī)則將在《聯(lián)邦公報(bào)》公布之日起
30 天后生效。
CFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to
Registered Foreign Boards of Trade for the Submission of Customer Orders
(2024/7/29)
The Commodity Futures Trading Commission today announced it approved final
rules amending Part 48 of its regulations. The final rules permit a foreign board of
trade (FBOT), registered with the CFTC, to provide direct access to its electronic
trading and order matching system to an introducing broker (IB), located in the United
States and registered with the CFTC, for the submission of customer orders to the
FBOT’s trading system for execution. The final rules also establish a procedure for an
FBOT to request revocation of its registration and remove certain outdated references
to “existing no-action relief” in Part 48. The final rules are effective 30 days from the
date of publication in the Federal Register.
https://www.cftc.gov/PressRoom/PressReleases/8935-24
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