Page 38 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年5月）
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期貨和衍生品行業(yè)監管動(dòng)態(tài)
境外資訊——英國
12. 三人被指控通過(guò)差價(jià)合約交易欺詐養老金（2024 年 5 月 15 日）
英國金融行為管理局（FCA）指控參與一項針對養老金儲蓄的高風(fēng)險交易計劃
的三人涉嫌欺詐。
Kristofer McGuire、Keith Williamson 和 Karla Walker 因為勸說(shuō)受害者投資差
價(jià)合約（CFDs）被指控多項罪名，包括通過(guò)虛假陳述和欺詐交易實(shí)施欺詐行為。
差價(jià)合約是一種高風(fēng)險的投資產(chǎn)品，用于就資產(chǎn)價(jià)格進(jìn)行押注。
據稱(chēng)，許多受害者被鼓勵使用他們的養老金進(jìn)行投資，這些投資隨后被交易，
從而為運行該計劃的人賺取巨額傭金。這導致受害者幾乎完全失去其養老金。
FCA 稱(chēng) McGuire、Williamson 和 Walker 向交易平臺作了虛假陳述，聲稱(chēng)他
們的客戶(hù)是專(zhuān)業(yè)投資者。
Williamson 和 McGuire 被指控進(jìn)行欺詐交易，并且 McGuire 還面臨另外 5
項通過(guò)虛假陳述進(jìn)行欺詐的指控。
受害者的已知總損失超過(guò) 800 萬(wàn)英鎊。
Three Charged over CFD Trading Pension Fraud (2024/5/15)
The FCA has charged 3 individuals with fraud for their alleged involvement in a
high-risk trading scheme, which targeted people’s pension savings.
Kristofer McGuire, Keith Williamson and Karla Walker have been charged with
multiple offences, including fraud by false representation and fraudulent trading, after
they targeted victims by persuading them to invest in contracts for difference (CFDs).
CFDs are a high-risk investment product used to bet on the price of an asset.
Many victims of the alleged fraud were encouraged to use their pensions to
invest which were then traded to generate large commissions for those running the
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