Page 36 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年5月）
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期貨和衍生品行業(yè)監管動(dòng)態(tài)
歐盟證券與市場(chǎng)管理局（ESMA，歐盟證券市場(chǎng)的監管者）就持倉管理控制
和持倉報告制度的修改草案征求公眾意見(jiàn)。這些修改是在審查《歐盟金融工具市
場(chǎng)指引 II》（MiFID II）的背景下發(fā)生的，旨在最大程度地減少報告實(shí)體的負擔。
ESMA 正在就持倉管理控制的監管技術(shù)標準（RTS）、持倉報告的實(shí)施技術(shù)
標準（ITS）以及委員會(huì )授權條例（EU）中持倉報告制度的修改征求公眾意見(jiàn)。
ESMA 歡迎公眾就擬議的修改提供詳細反饋意見(jiàn)，特別是關(guān)于將持倉管理控
制擴大到碳排放衍生品、將碳排放排除在持倉報告制度之外以及在現有的持倉報
告（包括期貨和期權）基礎上再引入每周持倉報告（不包括期權）。
下一步
ESMA 將考慮在 8 月 21 日之前收到的所有意見(jiàn)。在對反饋意見(jiàn)進(jìn)行審查后，
ESMA 將于 2024 年底發(fā)布最終報告。
ESMA Consults on Commodity Derivatives under MiFID Review (2024/5/23)
The European Securities and Markets Authority (ESMA), the EU’s financial
markets regulator and supervisor, is launching today a public consultation on
proposed changes to the rules for position management controls and position
reporting. The changes come in the context of the review of the Market in Financial
Instruments Directive (MiFID II) and aim to minimise the burden on reporting
entities.
ESMA is consulting on changes to the technical standards (RTS) on position
management controls, the Implementing Technical Standards (ITS) on position
reporting, and on position reporting in Commission Delegated Regulation (EU).
Detailed feedback is welcomed on the proposed changes, particularly concerning
the extension of position management controls to emission allowances derivatives; the
exclusion of emission allowances from position reporting; and the introduction of one
weekly position report (excluding options) in addition to the existing one (combining
futures and options).
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