Page 24 - 期貨和衍生品行業(yè)監(jiān)管動態(tài)（2024年8月刊）

期貨和衍生品行業(yè)監(jiān)管動態(tài)

標準草案將通過采用為法律實體、金融工具和其他數(shù)據(jù)設計的的通用標識符，

促進金融監(jiān)管機構之間的金融監(jiān)管數(shù)據(jù)協(xié)同工作能力。除此之外，該草案還將進

一步推動向金融監(jiān)管機構傳輸數(shù)據(jù)的格式和方式的標準化。

該草案是 2022 年《金融數(shù)據(jù)透明法案》（FDTA）實施的一部分。盡管 CFTC

在 FDTA 中沒有被特別提及，但財政部長在 2024 年 5 月 3 日指定 CFTC 為其覆

蓋范圍內(nèi)的機構。雖然這一指定并未要求 CFTC 發(fā)布采納數(shù)據(jù)報告技術標準草案

的單獨規(guī)則，此次意見征集將為相關方提供在早期階段發(fā)表意見的機會。

CFTC Approves a Joint Rule Proposal to Establish Technical Data Reporting

Standards (2024/8/8)

The Commodity Futures Trading Commission today voted to jointly propose and

request public comment on the establishment of technical data reporting standards

with other financial regulatory agencies. The proposal would establish uniform data

standards for the collections of information reported to the CFTC, Office of the

Comptroller of the Currency, Board of Governors of the Federal Reserve System,

Federal Deposit Insurance Corporation, National Credit Union Administration,

Consumer Financial Protection Bureau, Federal Housing Finance Agency, Securities

and Exchange Commission, and the Department of the Treasury. The proposal would
also establish uniform data standards for data collected from these financial regulatory

agencies on behalf of the Financial Stability Oversight Council.

Comments on the proposal are due 60 days following publication in the Federal

Register.

The proposed standards would promote interoperability of financial regulatory

data across the financial regulatory agencies through the adoption of common

identifiers for legal entities, financial instruments, and other data. In addition to

proposing the use of common identifiers, the proposal would also further standardize

the format and transmission of data to financial regulatory agencies.

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