Page 28 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年3月）
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期貨和衍生品行業(yè)監管動(dòng)態(tài)
The Commodity Futures Trading Commission today announced it commenced a
registration action against Ted Brent Alexander of Jackson, Mississippi. The CFTC
action is based on Alexander’s guilty plea to conspiracy to commit wire fraud in a
federal criminal case.
The CFTC previously suspended Alexander’s registrations as a commodity
trading advisor (CTA) and associated person (AP) based on the federal criminal
indictment charging Alexander with six felony counts of securities and commodities
fraud conspiracy and wire fraud.
Case Background
Alexander has been registered with the CFTC as a CTA and AP since 2008. The
CFTC’s Notice of Intent states that because Alexander’s guilty plea involved a crime
involving one or more of embezzlement, theft, fraud, fraudulent conversion,
misappropriation of funds, securities or property, and/or false pretenses, federal
commodity laws allow Alexander’s registrations to be permanently revoked.
https://www.cftc.gov/PressRoom/PressReleases/8876-24
6. 美國聯(lián)邦法院判令二元期權公司及其所有者就其欺詐性二元期權騙局支付
超過(guò) 2.04 億美元的罰款（2024 年 3 月 14 日）
美國商品期貨交易委員會(huì )（CFTC）宣布，美國德克薩斯州西區聯(lián)邦地區法
院對居住于以色列的 Jonathan Cartu、Leeav Peretz、Nati Peretz 以及塞舌爾公司
Blue Moon Investments Inc.作出終審判決。該判決認定他們應對提供非法的場(chǎng)外
二元期權并實(shí)施與之相關(guān)的欺詐行為負責，了結了 CFTC 于 2020 年 9 月 2 日對
被告提起的訴訟。
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