Page 25 - 期貨和衍生品行業(yè)監管動(dòng)態(tài)（2024年4月）
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期貨和衍生品行業(yè)監管動(dòng)態(tài)
1. 具有系統重要性的中央對手方的處置機構應可以使用一套針對處置方案
的資源和工具，以及處置機構可用的恢復資源和工具。處置方案工具箱應包括報
告中列出的七種特定處置方案資源和工具的組合，并不需要包括全部七種資源和
工具。財務(wù)資源和工具分別有不同的優(yōu)缺點(diǎn)，單一的資源或工具不能夠滿(mǎn)足處置
方案目標。
2. 各司法管轄區應采取措施保證其工具箱中處置方案特有的資源和工具透
明化。
FSB 將通過(guò)其常規監測工具對在多個(gè)司法管轄區具有系統重要性的中央對
手方的實(shí)施進(jìn)行監督。監督結果將被匯總并發(fā)布在 FSB 的年度處置方案報告中。
FSB Introduces New Global Standard to Support the Orderly Resolution of a
Central Counterparty (2024/4/25)
? New standard aims to ensure that resolution authorities have ready access to
a set of resolution-specific financial resources and tools, as well as any unused
recovery resources, to support the orderly resolution of a central counterparty (CCP).
? Standard requires that adequate liquidity, loss-absorbing, and
recapitalisation resources and tools are available to maintain the continuity of a
CCP’s critical functions and mitigate adverse effects on financial stability should
resolution become necessary.
? FSB will monitor implementation for CCPs that are systemically important in
more than one jurisdiction and publish findings in its annual Resolution Report.
The Financial Stability Board (FSB) published today a report on financial
resources and tools for CCP resolution.
The availability of adequate resources and tools for CCP resolution remains
critical for financial stability and for ensuring confidence in the financial system.
Progress in implementing the G20 regulatory reforms agreed after the 2008-09
financial crisis, including the central clearing mandate, has increased the systemic
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