Page 24 - 期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)（2024年7月刊）
P. 24
期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
合約與公共利益相悖，因此不得在 CFTC 注冊(cè)的實(shí)體中或通過該實(shí)體上市交易或
清算。
該草案已經(jīng)獲得 CFTC 批準(zhǔn)，并于 2024 年 5 月 10 日在其網(wǎng)站上發(fā)布，原定
的公眾評(píng)論為 60 天，截止日期至 2024 年 7 月 9 日。【見 CFTC 新聞稿編號(hào) 8907-24】
該草案已于 2024 年 6 月 10 日在《聯(lián)邦公報(bào)》上發(fā)布。
CFTC Extends Public Comment Period for Proposed Amendments to Event
Contracts Rules (2024/6/27)
The Commodity Futures Trading Commission today announced it is extending
the deadline for public comment on a proposal to amend its event contract rules. The
extended comment period will close on August 8, 2024. The CFTC is providing an
extension to allow interested persons additional time to analyze the proposal and
prepare their comments.
The proposal would amend CFTC Regulation 40.11 to further specify types of
event contracts that fall within the scope of Commodity Exchange Act (CEA) Section
5c(c)(5)(C) and are contrary to the public interest, such that they may not be listed for
trading or accepted for clearing on or through a CFTC-registered entity.
Among other things, the proposal would define the term “gaming” for purposes
of CEA Section 5c(c)(5)(C) and CFTC Regulation 40.11, and would provide
illustrative examples of “gaming,” such as staking or risking something of value on
the outcome of a political contest, an awards contest, or a game in which one or more
athletes compete, or on an occurrence or non-occurrence in connection with such a
contest or game. The proposal would also include a determination that event contracts
involving each of the activities enumerated in CEA Section 5c(c)(5)(C) (gaming, war,
terrorism, assassination, and activity that is unlawful under any Federal or State law)
are, as a category, contrary to the public interest and therefore may not be listed for
trading or accepted for clearing on or through a CFTC-registered entity.
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